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Review

The intersection of obstructive lung disease and sleep apnea

Sumita B. Khatri, MD, MS and Octavian C. Ioachimescu, MD, PhD
Cleveland Clinic Journal of Medicine February 2016, 83 (2) 127-140; DOI: https://doi.org/10.3949/ccjm.83a.14104
Sumita B. Khatri
Co-Director, Asthma Center, Respiratory Institute, Cleveland Clinic
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Octavian C. Ioachimescu
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    TABLE 1

    Main differentiating and overlapping features of asthma and COPD

    FeatureAsthmaCOPDExceptions and overlapping features
    Risk factorsAllergensSmokingSmoking may be an aggravating factor in asthma; children with early-life wheezing have a higher risk of developing asthma as teenagers and chronic obstructive pulmonary disease (COPD) as adults (the “Dutch hypothesis”); repeated airway infections may trigger development of either asthma or COPD, depending on the nature of infection and the intrinsic genetic predisposition (the “British hypothesis”)
    Anatomic segment involvedAirwaysAirways and parenchymaSevere asthma exacerbations may lead to adjacent parenchymal destruction, severe hyperinflation, and loss of scaffolding, or to radial or axial traction, or both, on the small airways
    AtopyYesNoAtopy may be present in some patients with COPD
    Airway inflammationYesYesAbsent in mild asthma between exacerbations
    Peripheral eosinophiliaYesNoSome patients with COPD may have eosinophilia; some patients with asthma may have neutrophilic infiltration (eg, severe asthma, asthma coexistent with gastroesophageal reflux and chronic rhinitis)
    Airway eosinophiliaYesNo20%–40% of patients with COPD have airway eosinophilia (if one excludes eosinophilic bronchitis, up to 20% patients with COPD can still have some eosinophilic airway infiltration)
    Exhaled gas (lower-airway) nitric oxide concentrationHighLowMay be reduced in some asthma phenotypes, eg, neutrophilic or paucigranulocytic; may be present in some patients with COPD
    Diffusing lung capacity for carbon monoxideNormalReduced (in emphysema)Normal in chronic bronchitis; increased in acute asthma
    Airway resistanceHighHighNormal in mild asthma between exacerbations; normal or slightly increased in emphysema
    Airway hyperresponsivenessYesNoMay be present in COPD
    Elastic recoil of the airways and parenchymaNormalReduced (in emphysema)Reduced in acute exacerbations of severe asthma; normal in chronic bronchitis
    SymptomsEpisodicPersistentMay be episodic in some patients with COPD, especially during significant environmental exposures
    ComorbiditiesAtopic dermatitis, allergic rhinitisCardiovascular diseaseObstructive sleep apnea may complicate both conditions
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    TABLE 2

    Proposed ABCD-3P-PQRST characterization system for asthma phenotypes, genotypes, and endotypes

    ABCD3P modelaPQRST
    AsthmaticsymptomsParoxysmal (< 1 month)
    Persistent (1–6 months)
    Permanent (> 6 months)
    Precipitating factorsExertion (during, after), allergens, odors, drugs, tobacco smoke
    Qualitative descriptionCough, wheezing, chest tightness, dyspnea
    Reversibility to bronchodilatorAbsolute change, percent change
    SeverityMild intermittent, mild, moderate, severe, or very severe persistent
    TypeOnset (adulthood or childhood), race and ethnicity, gender (male or female, prepubertal, adult, postmenopausal)
    BiomarkersPredominant cellsEffector cells: eosinophils, neutrophils, mast cells, mixed cellularity, paucicellular
    Lymphocytes: T-helper 1 (Th1), Th2, Th17, regulatory T lymphocyes, natural killer cells
    Predominant cytokines, immunoglobulins, moleculesInterleukin (IL) 4, IL-5, IL-9, IL-13, IL-33, periostin; interferon gamma, IL-15, IL-17, IL-18, IL-21, IL-22; immunoglobulin E or G; nitric oxide
    Predisposing genotypeSpecific gene polymorphisms, mutations
    Conditions associatedPrenatal risk factorsMaternal smoking, diet, nutrition, antibiotic use, stress
    Postnatal risk factorsEarly-life wheezing, breastfeeding, early tobacco smoke exposure, viral infections, vitamin D deficiency, contact with animals, occupational exposures
    Pathogenically linked conditionsAtopy, allergic rhinitis, chronic rhinosinusitis, nasal polyposis, obstructive sleep apnea, gastroesophageal reflux disease, obesity, bronchiectases
    Drugs usedAnticholinergics (short-acting and long-acting), beta-2 adrenergic agonists (short-acting and long-acting), corticosteroids (inhaled, oral), leukotriene pathway-modifying agents (eg, leukotriene receptor agonists, lipooxygenase inhibitors), phosphodiesterase inhibitors (eg, theophylline, rofl umilast), cromolyn, nedocromil, mast cell stabilizers, anti–IL-5 agents (eg, mepolizumab, benralizumab, reslizumab), anti–IL-13 agents (eg, lebrikizumab, tralokinumab), anti-IgE (eg, omalizumab), anti-tumor necrosis factor alpha (golimumab)
    • ↵a 3P model for disease persistence should be characterized clinically, functionally, and biologically (eg, including exhaled gas concentration of nitric oxide).

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Cleveland Clinic Journal of Medicine: 83 (2)
Cleveland Clinic Journal of Medicine
Vol. 83, Issue 2
1 Feb 2016
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The intersection of obstructive lung disease and sleep apnea
Sumita B. Khatri, Octavian C. Ioachimescu
Cleveland Clinic Journal of Medicine Feb 2016, 83 (2) 127-140; DOI: 10.3949/ccjm.83a.14104

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The intersection of obstructive lung disease and sleep apnea
Sumita B. Khatri, Octavian C. Ioachimescu
Cleveland Clinic Journal of Medicine Feb 2016, 83 (2) 127-140; DOI: 10.3949/ccjm.83a.14104
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  • Article
    • ABSTRACT
    • COPD AND ASTHMA ARE VERY COMMON
    • AIRFLOW IN OBSTRUCTIVE LUNG DISEASES AND DURING SLEEP
    • OBSTRUCTIVE SLEEP APNEA
    • OSA AND COPD (OVERLAP SYNDROME)
    • OSA AND ASTHMA (ALTERNATIVE OVERLAP SYNDROME)
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